PR90314

NEW YORK, June 29, 2021 /PRNewswire=KYODO JBN/ --

-- First Intraday Compliance Capability for Order Building in Market

Compliance Solutions Strategies ("CSS"), a leading RegTech platform providing

technology-driven solutions which enable financial services firms to meet

mandatory regulatory compliance requirements, today announced the launch of the

first pre-trade solution on the market for position limit monitoring.

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Asset managers face persistent challenges in the accurate and timely monitoring

of their investment positions stemming from ever-changing regulations and

complexities in sourcing exchange-imposed limits. CSS's Position Limit

Monitoring solution fully automates the tracking of exchange and

regulator-imposed limits on futures, options and other derivative instruments.

The platform sources position limits and accountability levels daily on more

than 50 exchanges, in addition to CFTC and MiFID II limits, leveraging

automation technology and an API that integrates directly with order management

systems. Pre- and post-trade monitoring capabilities for position limits enable

institutional asset managers and hedge funds to build forward-looking

investment strategies with complete visibility throughout the trading day.

The inclusion of pre-trade controls for position limits strengthens CSS's

position as a world-class RegTech solutions provider to the investment

management industry with a comprehensive and global investment monitoring

offering for compliance with position limits, shareholder disclosure

thresholds, sensitive industries regulations and issuer shares outstanding data

requirements.

"Position limit monitoring has traditionally only been done post-trade or via

an order management system, which is not built for monitoring these limits in

real-time and adjusting trades before execution," said Ronan Brennan, Chief

Product Officer of CSS. "Unique in the market, CSS's Pre-Trade for Position

Limit Monitoring enables front offices and portfolio managers to build orders

and check forecasted trades against the relevant limits. Implementing these

controls in real-time permits a firm to maximize its investment opportunities

while staying ahead of regulatory changes and mitigating related risks."

About CSS:

CSS is a trusted global RegTech partner that uniquely brings together

innovative technology-driven solutions to support financial services firms in

navigating a clear and strategic path through the complex and fragmented global

regulatory space. Our solutions and services help firms meet regulatory

deadlines while optimizing compliance data, operations and technology. CSS

covers a full range of global compliance disciplines spanning fund reporting,

transaction reporting, investment monitoring, compliance management, compliance

services and managed services with a complementary, centralized approach to the

strategic management of regulatory data called RBOR (Regulatory Book of

Record). The company currently serves over 600 software clients in the

financial services vertical comprising of hedge funds, traditional asset

managers and fund administrators, including Tier 1 buy-side and sell-side

institutions. CSS maintains a global footprint across both North America and

Europe with customer-facing offices in New York, London, Dublin, Amsterdam and

Stockholm. For more information on CSS, please visit: www.cssregtech.com.

SOURCE: Compliance Solutions Strategies