Prometheum's Subsidiary, "PEATS", Receives FINRA Approval as a Member to Operate an Alternative Trading System ("ATS") for Digital Asset Securities
PR91105
NEW YORK, Aug. 11, 2021 /PRNewswire=KYODO JBN/ --
-- PEATS ATS will focus on ensuring customer protection, issuer accountability
and market integrity for all investor types
Prometheum's (
) broker-dealer subsidiary, Prometheum Ember ATS Inc. ("PEATS"), CRD # 311636,
received FINRA approval to become a member of FINRA and to operate its ATS
under a "three step" process per SEC guidance, and which will allow accredited
and non-accredited investors to trade digital asset securities. The ability of
PEATS to launch its ATS is subject to further approval by the SEC.
Logo - https://mma.prnewswire.com/media/1419136/Prometheum_Logo.jpg
PEATS will integrate both traditional and blockchain technology for the trading
of digital asset securities with on-chain custody and settlement provided by
Anchorage Digital Bank (
), the first federally chartered digital bank.
PEATS offers a streamlined onboarding process by automating Know-Your-Customer
(KYC) and Anti-Money Laundering (AML). Combined with a user-friendly interface,
customizable charts, historical and Level 2 (depth of the book) data, PEATS
will provide a complete trading experience for both retail investors and
financial professionals. Importantly, PEATS seeks to ensure a fair and orderly
market focusing on customer protection with advanced market surveillance and
risk management systems.
"Receiving FINRA approval for PEATS to be a member of FINRA to operate an ATS
is a major milestone for Prometheum, and supports our belief that the US
Federal Securities Laws and FINRA requirements provide the best framework to
regulate the trading of digital asset securities," said Aaron Kaplan, Founder
and Co-CEO of Prometheum. "We are excited to help further our industry's
evolution."
In addition, Prometheum recently hired Rosemarie Fanelli as Chief Regulatory
Officer (
), a FINRA and NYSE regulatory veteran with over 33 years of experience, and
who, immediately prior to joining Prometheum, served as Senior Advisor to
FINRA's department of Member Supervision. Rose was also a member of its Digital
Policy Group whose primary purpose is to address policy issues concerning
digital assets.
About Prometheum
Founded in 2017 by a group of Wall Street attorneys, Prometheum is a
blockchain-focused company which proposes to build an end-to-end ecosystem for
the trading of digital asset securities.
Prometheum, Inc. Disclaimer
No money or consideration is being solicited by the information in this or any
other communication and, if sent, money will not be accepted and will be
promptly returned. No offer by a potential investor to buy our securities can
be accepted and no part of the purchase price can be received until the
offering statement is qualified, and, if made, any such offer can be withdrawn
before qualification of this offering by the SEC.
A potential investor's indication of interest does not create an obligation or
commitment to purchase the securities we are offering. Any such indication of
interest may be withdrawn or revoked, without obligation or commitment of any
kind, at any time before notice of its acceptance is given and all other
requirements to accept an investment from a potential investor are met after
the offering qualification date. The offering, after qualification by the SEC,
will be made only by means of the Offering Circular.
Any information on Prometheum.com or any other communication shall not
constitute an offer to sell or the solicitation of an offer to buy, nor shall
there be any sale of these securities in any state or jurisdiction in which
such offer, solicitation or sale would be unlawful prior to qualification for
sale as provided in Regulation A+ in any such state or jurisdiction. You may
obtain a copy of the Preliminary Offering Circular and the offering statement
in which such Preliminary Offering Circular was filed with the SEC by
https://www.sec.gov/cgi-bin/browse-edgar?company=Prometheum&owner=exclude&action=getcompany
About Anchorage Digital
Anchorage Digital is a regulated platform that provides institutions simple and
secure participation in digital assets, all integrated with custody. As the
first federally chartered crypto bank, Anchorage Digital Bank NA offers the
most advanced digital asset platform for institutional investors and is setting
a new standard for security and usability. With secure custody at its core,
Anchorage offers financial solutions for today and tomorrow. Learn more at
anchorage.com (
) and @Anchorage (
).
Press Contacts:
Prometheum: Jacqueline Silva
jacqueline@calibercorporate.com
+1.917.880.2464
Anchorage Digital: Sam Shillet
anchorage@dittopr.co
+1.718.865.6448
SOURCE Prometheum
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